EWC chapter 11: surface treatment, electroplating and galvanising waste codes explained
Last updated 5 October 2026
In short
EWC chapter 11 covers wastes from chemical surface treatment and coating of metals and from non-ferrous hydrometallurgy. It contains 27 codes across four subcategories (11 01, 11 02, 11 03 and 11 05), of which 16 are hazardous. The chapter is dominated by hazardous waste: 10 of the 14 codes in subcategory 11 01 carry an asterisk, covering pickling acids, plating sludges and degreasing residues. All hazardous codes require a hazardous waste consignment note and records kept for at least 3 years.
Electroplating shops, anodising lines, phosphating plants and hot-dip galvanising facilities generate waste streams that are misclassified far more often than their equivalents in general metalworking. Pickling acid looks like a process chemical, not a hazardous waste — but it is. Rinsing water sounds benign — but it may not be. This guide covers every EWC chapter 11 code, the mirror-entry decision tree, and the records each stream requires.
What is EWC chapter 11?
The chapter spans the waste streams produced when metal or plastic surfaces are cleaned, coated or chemically converted: pickling baths (acid and alkali), electroplating and anodising rinse waters, phosphating sludges, ion-exchange resins used to treat process water, degreasing residues, hot-dip galvanising dross, and cyanide-bearing waste from tempering and case-hardening operations. Waste from the physical or mechanical shaping of metals — swarf, cutting fluids, grinding sludge — belongs in chapter 12, not chapter 11.
What subcategories does chapter 11 contain?
| Subcategory | Process covered | Codes | Hazardous codes |
|---|---|---|---|
| 11 01 | Chemical surface treatment and coating of metals and other materials (electroplating, anodising, pickling, phosphating, chromating, galvanic processes) | 14 codes (11 01 05–11 01 99) | 10 hazardous (*) |
| 11 02 | Non-ferrous hydrometallurgical processes (zinc, copper hydrometallurgy) | 6 codes (11 02 02–11 02 99) | 3 hazardous (*) |
| 11 03 | Sludges and solids from tempering processes (case-hardening, nitriding) | 2 codes (11 03 01–11 03 02) | 1 hazardous (*) |
| 11 05 | Hot galvanising processes (zinc dipping, flux treatment) | 5 codes (11 05 01–11 05 99) | 2 hazardous (*) |
Codes 11 01 01 through 11 01 04 do not exist in the UK List of Wastes. Subcategory 11 01 opens at 11 01 05* (pickling acids). There is also no subcategory 11 04 in the chapter.
What are all the EWC chapter 11 codes?
| EWC code | Description | Hazardous? | Typical process |
|---|---|---|---|
| 11 01 05* | Pickling acids | Yes | Spent hydrochloric, sulphuric or nitric acid from acid pickling of steel or stainless steel |
| 11 01 06* | Acids not otherwise specified | Yes | Acidic process liquors not covered by 11 01 05* (e.g. mixed acid baths) |
| 11 01 07* | Pickling bases | Yes | Spent alkali descaling or caustic cleaning baths used before surface treatment |
| 11 01 08* | Phosphatising sludges | Yes | Sludge from zinc phosphate or iron phosphate conversion coating baths |
| 11 01 09* | Sludges and filter cakes containing dangerous substances | Yes (mirror) | Filter press cake from plating bath filtration — hazardous if it contains heavy metals |
| 11 01 10 | Sludges and filter cakes other than those mentioned in 11 01 09 | No (mirror) | Filter cake assessed as free from hazardous heavy metals |
| 11 01 11* | Aqueous rinsing liquids containing dangerous substances | Yes (mirror) | Rinse water carrying dissolved chromium, nickel, cadmium or cyanide from plating lines |
| 11 01 12 | Aqueous rinsing liquids other than those mentioned in 11 01 11 | No (mirror) | Rinse water assessed as below hazardous substance thresholds |
| 11 01 13* | Degreasing wastes containing dangerous substances | Yes (mirror) | Spent alkaline or solvent degreaser containing chlorinated solvents or heavy metals |
| 11 01 14 | Degreasing wastes other than those mentioned in 11 01 13 | No (mirror) | Spent aqueous degreaser assessed as non-hazardous |
| 11 01 15* | Eluate and sludges from membrane systems or ion exchange systems containing dangerous substances | Yes | Regeneration liquors and sludges from ion exchange water treatment on plating lines |
| 11 01 16* | Saturated or spent ion exchange resins | Yes | Spent resin beads loaded with heavy metals from electroplating effluent treatment |
| 11 01 98* | Other wastes containing dangerous substances | Yes | Hazardous surface treatment wastes not covered by more specific codes |
| 11 01 99 | Wastes not otherwise specified | No | Non-hazardous residues from surface treatment not covered by specific codes |
| 11 02 02* | Sludges from zinc hydrometallurgy (including jarosite, goethite) | Yes | Precipitation sludge from zinc electrolyte purification in zinc refining |
| 11 02 03 | Wastes from the production of anodes for aqueous electrolytical processes | No | Anode manufacturing scrap and off-cuts |
| 11 02 05* | Wastes from copper hydrometallurgical processes containing dangerous substances | Yes (mirror) | Arsenic or antimony-bearing residues from copper leach & electrowin circuits |
| 11 02 06 | Wastes from copper hydrometallurgical processes other than those mentioned in 11 02 05 | No (mirror) | Copper hydromet residues assessed as free from hazardous substance thresholds |
| 11 02 07* | Other wastes containing dangerous substances | Yes | Hazardous hydrometallurgy residues not covered by specific codes |
| 11 02 99 | Wastes not otherwise specified | No | Non-hazardous non-ferrous hydromet residues |
| 11 03 01* | Wastes containing cyanide | Yes | Spent cyanide salt baths from case-hardening, carbonitriding or salt-bath nitriding |
| 11 03 02 | Other wastes | No | Non-cyanide tempering process residues (e.g. spent nitrate/nitrite salts without cyanide) |
| 11 05 01 | Hard zinc | No | Solidified zinc dross skimmed from hot-dip galvanising baths — relatively pure zinc |
| 11 05 02 | Zinc ash | No | Zinc oxide-rich surface ash from galvanising baths |
| 11 05 03* | Solid wastes from gas treatment | Yes | Baghouse or scrubber residues from galvanising kettle fume extraction |
| 11 05 04* | Spent flux | Yes | Used zinc ammonium chloride flux from pre-galvanising flux baths |
| 11 05 99 | Wastes not otherwise specified | No | Hot-dip galvanising residues not covered by 11 05 01–04 |
What EWC codes apply to pickling acid and alkali cleaning baths?
Pickling uses strong mineral acids — typically hydrochloric, sulphuric or a mixed nitric/hydrofluoric acid — to remove oxide scale or rust before plating, galvanising or other surface treatment. When the bath reaches the end of its service life, the entire liquor (spent acid plus dissolved metal salts) is hazardous waste. The same applies to spent alkali baths (11 01 07*) used for descaling stainless steel or for caustic degreasing prior to surface treatment.
How do I classify rinsing water and sludge from plating or anodising?
Mirror entries require a waste assessment: you must compare the concentration of hazardous substances in the waste against the threshold values set out in the Environment Agency's WM3 classification guidance. The key parameters for plating and anodising rinse water are the dissolved concentrations of regulated metals — chromium (especially hexavalent chromium), nickel, cadmium, copper, zinc, lead and cyanide.
| Waste stream | Contains dangerous substances? | Correct EWC code |
|---|---|---|
| Sludges and filter cakes | Yes (heavy metals above WM3 thresholds) | 11 01 09* |
| Sludges and filter cakes | No (assessed non-hazardous) | 11 01 10 |
| Aqueous rinsing liquids | Yes (dissolved metals, cyanide or other hazardous substances) | 11 01 11* |
| Aqueous rinsing liquids | No (assessed non-hazardous) | 11 01 12 |
| Degreasing wastes | Yes (chlorinated solvents, heavy metals or other hazardous substances) | 11 01 13* |
| Degreasing wastes | No (assessed non-hazardous) | 11 01 14 |
In practice, most rinse waters from chromium, nickel or cadmium plating lines will classify as 11 01 11* because those metals are regulated substances and plating rinse water typically contains them above threshold. Anodising rinse water from aluminium anodising operations may classify as non-hazardous (11 01 12) if the aluminium content is the only concern and the bath is free of regulated heavy metals, but an assessment is required — never assume non-hazardous without one.
What EWC codes apply to hot-dip galvanising waste?
Hot-dip galvanising produces several distinct waste streams that fall under subcategory 11 05:
- Hard zinc (11 05 01) — the heavy zinc-iron intermetallic dross that sinks to the bottom of the galvanising bath. Relatively pure zinc, non-hazardous, routinely returned to zinc smelters for recovery.
- Zinc ash (11 05 02) — the oxide-rich surface skimming from the bath. Non-hazardous and also recovered by zinc smelters.
- Solid wastes from gas treatment (11 05 03*) — dust and residue captured by baghouse filters or wet scrubbers on the galvanising kettle fume extraction system. These contain zinc oxide, zinc chloride and ammonium compounds and are classified hazardous.
- Spent flux (11 05 04*) — exhausted zinc ammonium chloride flux solution from the pre-galvanising flux bath. Classified hazardous. Flux regeneration services can treat and recover fresh flux from spent solutions.
What records does chapter 11 waste require?
| Waste type | Document required | Minimum retention |
|---|---|---|
| Non-hazardous: 11 01 10, 11 01 12, 11 01 14, 11 01 99, 11 02 03, 11 02 06, 11 02 99, 11 03 02, 11 05 01, 11 05 02, 11 05 99 | Standard waste transfer note | 2 years |
| Hazardous: any code marked * (16 codes) | Hazardous waste consignment note | 3 years |
Only upper-tier registered waste carriers are permitted to transport hazardous chapter 11 waste. Producers of hazardous waste have a duty under s.34 Environmental Protection Act 1990 to ensure their waste is handled only by authorised parties — passing hazardous waste to an unregistered carrier is a breach of the duty of care regardless of the carrier's own representations. Cyanide-bearing waste (11 03 01*) warrants particular care: it may require pre-notification to the Environment Agency, SEPA, NRW or NIEA before movement depending on quantity.
This guide is general information about EWC waste classification codes, not legal advice. For your specific obligations, cross-check against the primary sources below and contact the Environment Agency, SEPA, Natural Resources Wales or NIEA for advice on your situation.
Frequently asked questions
- What is EWC chapter 11?
- EWC chapter 11 covers wastes from chemical surface treatment and coating of metals and other materials (including electroplating, anodising, pickling, phosphating and galvanic processes) plus wastes from non-ferrous hydrometallurgy. It contains 27 codes across four subcategories — 11 01, 11 02, 11 03 and 11 05 — of which 16 are hazardous. There is no subcategory 11 04.
- What EWC code is used for pickling acid or pickling base?
- Spent pickling acids are classified as EWC 11 01 05* (pickling acids) and spent pickling bases (alkali pickling baths) as EWC 11 01 07* (pickling bases). Both are absolute hazardous entries with no non-hazardous mirror. All acids not covered by 11 01 05* fall under 11 01 06* (acids not otherwise specified). All three codes require a hazardous waste consignment note.
- What EWC codes apply to hot-dip galvanising waste?
- Hot-dip galvanising waste falls under subcategory 11 05. Hard zinc dross (11 05 01) and zinc ash (11 05 02) are non-hazardous absolute entries. Solid wastes from gas treatment such as baghouse dust (11 05 03*) and spent flux (11 05 04*) are hazardous. Residues not covered by the specific codes use 11 05 99 (wastes not otherwise specified, non-hazardous).
- Is rinsing water from electroplating or anodising hazardous?
- It depends on whether the rinse water contains dangerous substances. Rinsing liquids that contain heavy metals, cyanide or other hazardous substances are EWC 11 01 11* (hazardous mirror entry). If the rinsing water can be demonstrated not to exhibit hazardous properties, it is classified as 11 01 12 (non-hazardous mirror entry). An assessment against the WM3 criteria is required to choose between the two codes.
- When is a hazardous waste consignment note required for chapter 11 waste?
- A hazardous waste consignment note — not a standard waste transfer note — is required for any chapter 11 code marked with an asterisk (*). That covers pickling acids and bases (11 01 05*, 06*, 07*), phosphatising sludges (11 01 08*), the hazardous mirror entries in 11 01 (09*, 11*, 13*, 15*, 16*, 98*), cyanide wastes (11 03 01*), and hot-dip galvanising gas treatment solids and spent flux (11 05 03*, 11 05 04*). The consignment note must be retained for at least 3 years.
Related guides
This guide is general information from ComplyWaste, not legal advice. Always check the primary sources for your situation.